🇩🇪Germany

Betriebsprüfungsfehler bei betrieblichen Altersvorsorgeplänen

3 verified sources

Definition

Jährliche Plan-Compliance-Tests (ähnlich US-ADP/ACP) für betriebliche Pensionspläne sind in DE unter IORP II mandatory. Fehlschläge erfordern Rückerstattungen an HCEs oder QNECs für NHCEs, mit GoBD-Dokumentationspflicht. DATEV-Integration erhöht Audit-Risiko bei manueller Verarbeitung.

Key Findings

  • Financial Impact: €5.000–50.000 pro Plan (Korrekturkosten + Bußgelder); 20–40 Stunden/Monat manuelle Testdurchführung
  • Frequency: Jährlich pro Plan
  • Root Cause: Manuelle Berechnungen von ADP/ACP-Ratios ohne DATEV-Automatisierung; fehlende Trennung HCE/NHCE

Why This Matters

This pain point represents a significant opportunity for B2B solutions targeting Insurance and Employee Benefit Funds.

Affected Stakeholders

CFO, HR-Leiter, Steuerberater, Plan-Administrator

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Financial Impact

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Methodology & Sources

Data collected via OSINT from regulatory filings, industry audits, and verified case studies.

Evidence Sources:

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